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Do financial planners have a code of ethics?

Professional organizations, such as the CFP Board and the American College of Financial Services, establish codes of ethics and professional responsibility that outline the ethical principles and standards that financial planners must adhere to in their practice.

What is ethics in financial planning?

Ethics in financial planning revolve around five main principles: fiduciary duty, integrity, competence, confidentiality, and professionalism. These principles guide financial planners and advisors in making decisions that prioritize their client's best interests while upholding high standards of conduct.

Why are ethical standards important in financial planning?

Upholding ethical standards also contributes to the overall integrity and credibility of the financial planning industry, encouraging individuals to seek professional advice and fostering a positive reputation for ethical financial planners. How do regulatory and industry standards support ethics in financial planning?

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